Compliance as a Service
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Compliance as a Service
For EMIs, MSBs and other financial sectors
Due to the fact that financial regulations are getting more complex worldwide, hiring the right compliance officer with the experience and proper understanding of the financial industry frameworks in a specific jurisdiction is very hard and expensive. We have launched at Fintech & Innovation Ltd a concept that helps companies in need of a compliance officer to outsource that key person from our expert team. We call it "compliance-as-a-service".
Business Sectors that we support:
● Money Service Business & remittance platforms● eWallet platforms● Forex Dealers● Crypto Industry● Corporate Service Providers
KYC verifications
We ensure that users onboarded by our Clients are KYC compliant as per local laws.
We report to the Client on any irregularities following KYC checks on each user.
Transaction Verification
We ensure that the transactions of each user are risk-free and as per local regulations.
We report to the Client on any compliance issues for any transaction and ensure that adequate documentation is provided..
Suspicious Transaction Reports
We file any Suspicious Transaction Reports (STR) to the respective authorities when required as per the local laws.
Financial License Applications
We represent the Client for any interviews and/or questions requested by the authorities and provide assistance to the Client during their financial license application process.
Why Chose Us?
Experience
12 Financial Companies already using our CaaS including EMI/MSBs
Support
15+ Compliance Officers to assist you on a part-time or full-time basis
5 days Onboarding
We can provide our Compliance Officer to your business within 5 working days
Cost Saving
Outsourcing reduces your staffing cost
Contract Basis
Monthly or Yearly contracts are available